CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 76% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money.
Good governance doesn’t just make for good business, it is also central to protecting our clients and employees. Money laundering and the illicit financing of criminality and terrorism have been identified as major threats by governments around the world. Alongside this, financial crime and tax evasion undermine international financial systems and distort markets.
At Alvine Group we maintain an effective and well-established system of internal controls and robust risk management processes, including pre-trade and post-trade fraud detection systems. Our qualified global compliance teams ensure we comply with all relevant legislation to help us protect our customers and help the fight against money laundering and the financing of terrorism.
We use self-assessment tools to assess our compliance with our internal controls, risk management processes and applicable regulations. The results of the self-assessments are regularly reviewed by Senior Management and the Board of Directors.
Maintain a professional Internal Audit function that evaluates the adequacy and effectiveness of internal controls, risk management and governance processes; and their level of compliance with applicable rules and regulations. These internal controls are subject to annual assessments to ensure they remain compliant and applicable to new and prevailing rules.
We recognise the importance of training and development to keep abreast of prudential requirements and best practices. Our staff attend various training programmes related to their duties including governance and risk management practices, and anti-money laundering.
In addition, as part of our induction process, we ensure that employees who are responsible for executing and managing financial transactions undergo mandatory anti-money laundering and compliance training. It is also a requirement for employees with fiduciary duties to complete an annual anti-money laundering refresher course.
We have employees qualified with certificates and professional memberships from organisations including the Association of Certified Anti-Money Laundering Specialists (ACAMS) and the International Compliance Association.
In accordance with Know Your Customer (KYC) and Source of Wealth (SOW) and Source of Funds (SOF) best practice, and as a condition of our licences we verify the identity and residential address of each of our clients. This requirement is reinforced in our Terms & Conditions. We also undertake checks on client employment and income, ensuring funds deposited are within KYC parameters.
We do not receive third party deposits nor make third party withdrawals. All deposits are, where possible, returned to source to prevent facilitating the "layering" of fraudulent proceeds.
Alongside this, we use innovative document authentication technology and electronic databases to mitigate the risk of identity fraud, including situations involving stolen identity and the use of counterfeit documents. Where necessary, we will use electronic identification methods with publicly available databases, carrying out biometric checks and/or requesting "selfie certs" or video calls to verify a client’s identity.
We also regularly update our client files with details of their economic profiles and undertake checks for those that may be Sanctioned, Politically Exposed Persons or carrying adverse media.
The Internal Audit function executes an annual risk based plan, testing the effectiveness of internal controls and their compliance with applicable rules and regulations.
Contact us:call +33 187654090
Alvine Group AB is a Swedish company regulated by the Swedish Financial Supervisory Authority (Finansinspektionen)
Alvine Group (UK) Limited is authorised and regulated by the Financial Conduct Authority.
Registered No.05504902
Alvine Group was founded in 2005 and has maintained a constant focus on alternatives ever since. In our near 20 year history, we have partnered with large and established managers, as well as those seeking seed investment. We have developed deep relationships with key decision makers at sophisticated institutions, with a focus on the Nordic, UK, Swiss and German markets. Our work has seen us raise capital within traditional private equity buyout and direct lending strategies, as well as more esoteric and differentiated, uncorrelated niches.
© 2025 Alvine Group
